TO KEEP AND BEAR THEIR PRIVATE ARMS: THE
ADOPTION OF THE SECOND
AMENDMENT, 1787-1791
by Stephen P.
Halbrook*
After
the Constitution was submitted for ratification in 1787, political writings and
debates in state conventions revealed two basic positions: the federalist view that
a bill of rights was unnecessary because the proposed government had no positive
grant of power to deprive individuals of rights, and the anti-federalist contention
that a formal declaration would enhance protection of those rights. On the
subject of arms, the federalists promised that the people, far from ever being disarmed,
would be sufficiently armed to check an oppressive standing army. The anti-federalists
feared that the body or the people as militia would be overpowered by a select
militia of standing army unless there was a specific recognition of the
individual right to keep and bear arms.1
While
their sojourns abroad prevented their active involvement in the ratification
process, John Adams and Thomas Jefferson, the future leaders of the federalist and
republican parties respectively, reiterated in 1787 their preferences for an
armed populace. In his defense of the American constitutions, John Adams relied
on classical sources in the context of an analysis of quotations from
Marchamont Nedham's The Right Constitution of a Commonwealth (1656) to
vindicate a militia of all the people:
"That the people be continually trained up
in the exercise of arms, and the militia lodged only in the people's hands, or
that part of them which are most firm to the interest of liberty, that so the
power may rest fully in the disposition of their supreme assemblies." The
limitation to "That part most firm to the interest of liberty," was
inserted here, no doubt to reserve the right of disarming all the friends of Charles
Stuart, the nobles and bishops. Without stopping to enquire into the justice, policy,
or necessity of this, the rule in general is excellent...One consequence was, according
to [Nedham], "that nothing could at any time be imposed upon the people
but by their consent...As Aristotle tells us, in his fourth book on Politics,
the Grecian states ever had special care to place the use and exercise of arms in
the people, because the commonwealth is theirs who hold the arms: the sword and
sovereignty ever walk hand in hand together."This is perfectly just.
"
After
agreeing that all the continental European states had achieved absolutism by
following the Caesarian precedent of erecting "praetorian bands, instead of
a public militia,"3 the aristocratic Adams rejected the very right
which won independence from England: "To suppose arms in the hands of citizens
to be used at individual discretion, except in private self-defense, or by partial
orders of towns...is a dissolution of the government."4 But for
the more radical Thomas Jefferson, individual discretion was acceptable for the
use of arms not simply for private, but also for public defense. Writing in 1787,
God forbid we should ever be twenty years
without such a rebellion...And what country can preserve its liberties, if its
rulers are not warned from time to time, that this people preserve the spirit of
resistance? Let them take arms...The tree of liberty must be refreshed from
time to time, with the blood of patriots and tyrants.5
I. The Controversy Over Ratification of the
Constitution
A. The Federalist Promise: To Trust the People
with Arms
It
was characteristic of the times that the federalists were actually in close
agreement with
the great body of yeomanry and of the other
classes of citizens to be under arms for the purpose of going through military
exercises and evolutions, as often as might be necessary to acquire the degree
of perfection which would entitle them to the character of a well- regulated militia...Little
more can reasonably be aimed at with respect to the people at large than to have
them properly armed and equipped...
This
will not only lessen the call for military establishments, but if circumstances
should at any time oblige the government to form an army of any magnitude that army
can never be formidable to the liberties of the people while there is a large
body of citizens, little if at all inferior to them in discipline and the use
of arms, who stand ready to defend their rights and those of their fellow- citizens.7
In
The Federalist No. 46, Madison, contending that "the ultimate authority...resides
in the people alone,"8 predicted that encroachments by the
federal government would provoke "[p]lans of resistance" and an
"appeal to a trial of force."9 To a regular army of the
United States government "would be opposed a militia amounting to near
half a million of citizens with arms in their hands," and referring to
"the advantage of being armed, which the Americans possess over the people
of almost every other nation," Madison wrote: "Notwithstanding the
military establishments in the several kingdoms of Europe, which are carried as
far as the public resources will bear, the governments are afraid to trust the
people with arms."10 If the people were armed and organized
into militia, "the throne of every tyranny in
The
Constitution’s proponents agreed that it conferred no federal power to deprive
the people of their rights, because there was no explicit grant of such power and
because the state declarations of right would prevail.12 The existence
of an armed populace, superior in its forces even to a standing army, and not a
paper bill of rights, would check despotism. Noah Webster promised that even
without a bill of rights, the American people would remain armed to such an
extent as to be superior to any standing army raised by the federal government:
Another source of power in government is military
force. But this, to be efficient, must be superior to any force that exists
among the people, or which they can command; for otherwise this force would be annihilated,
on the first exercise of acts of oppression. Before a standing army can rule, the
people must be disarmed; as they are in almost every kingdom in
Tench
Coxe argued in his influential An American
Citizen that, should tyranny threaten, the "friends to liberty...using
those arms which
The power of the sword, say the minority of
In
summary, the Constitution's proponents promised that the individual right to
keep and bear arms would be not simply a formal right but a fact which would
render an armed citizenry more powerful than any standing army, and
consequently a bill of rights was unnecessary. It was natural that the virtue
of an armed populace or general militia was stressed in terms of its political
value for a free society, since the ratification process involved political
issues. Nonetheless the right to have weapons for non-political purposes such
as self-protection or hunting - but never for aggression - appeared so
obviously to be the heritage of free people as never to be questioned. In the
words of "Philodemos": "Every free man has a right to the use of the press, so he has the use of his arms." But if he commits libel, "he abuses
his privilege, as unquestionably as if her were to plunge his sword into the bosom
of a fellow citizen..." Punishment, not "previous restraints,"
was the remedy for misuse of either right.17
B.
Anti-Federalist Fears: The People Disarmed,
A
Select Militia
Among
the anti-federalist spokesmen, the great fear was that without protection by a
bill of rights, creation of a select militia or standing army would result in the
disarming of the whole people as militia and the consequent oppression of the
populace. This fear had been expressed by the prediction of Oliver Ellsworth in
the Federal Convention that the creation of "a select militia...would be
followed by a ruinous declension of the great body of the militia."18
John DeWitt contended: "It is asserted by the most respectable writers upon
government, that a well regulated militia, composed of the yeomanry of the country,
have ever been considered as the bulwark of a free people. Tyrants have never placed
any confidence on a militia composed of freemen."19 DeWitt
predicted that Congress "at their pleasure may arm or disarm all or any part
of the freemen of the United States, so that when their army is sufficiently numerous,
they may put it out of the power of the freemen militia of America to assert
and defend their liberties..."20
George
Clinton, writing as "Cato," predicted permanent force because of
"the fear of a dismemberment of some of its parts, and the necessity to enforce
the execution of revenue laws (a fruitful source of oppression)..."21
"A Federal Republican" foresaw an army used "to suppress those struggles
which may sometimes happen among a free people, and which tyranny will
impiously brand with the name of sedition."22 The admission ***
some federalists, particularly James Wilson, that a small standing army was led
to a particularly fearful reaction by anti-federalists "[F]reedom revolts at
the idea,"23 according to Eldridge Gerry, for the militia would
become a federal force which “May either be employed to extort the enormous sums
that will be necessary to support the civil list - to maintain the regalia of
power - and the splendour of the most useless part of the community or they may
be sent into foreign countries for the fulfillment of treaties..."24
Praising the Swiss militia model, "A Democratic Federalist" rejected
Wilson's argument for a standing army, "that great support of
tyrants," with the following reasoning:
Had we a standing army when the British invaded
our peaceful shores? Was it a standing army that gained the battle of
The
most influential writings stating the case against ratification of the Constitution
without a bill of rights consisted of Richard Henry Lee's Letters from the Federal Farmer (1787-1788)
(hereinafter Letters). Since most
of Lee's proposals for specific provisions of a bill of rights were subsequently
adopted in the Bill of Rights, some with almost identical wording, the Letters provide an excellent commentary
on the meaning of the provisions of the Bill of Rights in general and the
second amendment in particular. Predicting the early employment of a standing
army through taxation, Lee contended:
It is true, the yeomanry of the country possess
the lands, the weight of property, possess arms, and are too strong a body of
men to be openly offended - and, therefore, it is urged, they will take care of
themselves, that men who shall govern will not dare pay any disrespect to their
opinions. It is easily perceived, that if they have not their proper negative upon
passing laws in congress, or on the passage of laws relative to taxes and
armies, they may in twenty or thirty years be by means imperceptible to them, totally
deprived of that boasted weight and strength: This may be done in a great
measure by congress, if disposed to do it, by modeling the militia. Should one fifth
or one eighth part of the men capable of bearing arms, be made a select
militia, as has been proposed, and those the young and ardent part of the community,
possessed of but little or no property, and all the others put upon a plan that
will render them of no importance, the former will answer all the purposes of an
army, while the latter will be defenseless...I see no provision made for
calling out the posse comitatus for
executing the laws of the union, but provision made for congress to call forth the
militia for the execution of them - and the militia in general, or any select
part of it may be called out under military officers, instead of the sheriff to
enforce an execution of federal laws, in the first instance, and thereby
introduce an entire military execution of the laws.26
In
his second series of Letters, Lee
classified as "fundamental rights" the rights of free press,
petition, and religion; the rights to speedy trial, trial by jury,
confrontation of accusers and against self-incrimination; the right not to be
subject to unreasonable searches or seizures of his person, papers or
effects"; and, in addition to the right to refuse quartering of soldiers,
"the militia ought always to be armed and disciplined, and the usual
defense of the country..."27 Since these rights were all to be recognized
in the Bill of Rights, it is appropriate to examine in detail the substance of
Lee's concept of the militia:
A militia, when properly formed, are in fact the
people themselves, and render regular troops in a great measure
unnecessary...[T]he constitution ought to secure a genuine and guard against a select
militia, by providing that the militia shall always be kept well organized, armed,
and disciplined, and include...all men capable of bearing arms; and that all
regulations tending to render this general militia useless and defenceless, by
establishing select corps of militia useless and defenceless, by establishing select
corps of militia, or distinct bodies of military men, not having permanent interests
and attachments in the community to be avoided.28
Thus,
Lee feared that Congress, through its "power to provide for organizing, arming,
and disciplining the militia" under article I Sect. 8 of the proposed
Constitution, would establish a "select militia" apart from the people
which would be used as an instrument of domination by the federal government. The
contemporary argument, that it is impractical to view the militia as the whole body
of the people, and that the militia consists of the select corps known as the
National Guard, also existed during the time of Lee, who refuted it in these
terms:
but,
say gentlemen, the general militia are for the most part employed at home in
their private concerns, cannot well be called out, or be depended upon; that we
must have a select militia; that is, as I understand it, particular corps or
bodies of young men, and of men who have but little to do at home, particularly
armed and disciplined in some measure, at the public expense, and always ready to
take the field. These corps, not much unlike regular troops, will ever produce an
inattention to the general militia; and the consequence has ever been, and
always must be, that the substantial men, having families and property, will generally
be without arms, without knowing the use of them, and defenseless; whereas, to preserve liberty, it is essential that
the whole body of the people always possess arms, and be taught alike, especially
when young, how to use them; nor does it follow from this, that all
promiscuously must go into actual service on every occasion. The mind that aims
at a select militia, must be influenced by a truly anti-republican principle;
and when we see many men disposed to practice upon it, whenever they can prevail,
no wonder true republicans are for carefully guarding against it.29
Richard
Henry Lee's view that a well regulated militia was the armed populace rather
than a select group, or "Prussian militia,"30 was reiterated
by proponents and opponents of a bill of rights. As "M.T. Cicero" wrote
to "The Citizens of America":
Whenever, therefore, the profession of arms
becomes a distinct order in the state...the end of the social compact is defeated...No
free government was ever founded, or ever preserved its liberty, without uniting
the characters of the citizen and soldier in those destined for the defence of
the state...Such are a well regulated militia, composed of the freeholders, citizen
and husbandman, who take up arms to preserve their property, as individuals,
and their rights as freemen.31
The
armed citizens would defend not only against foreign aggression, but also
domestic tyranny. As expressed by another commentator: "The government is only
just and perfectly free...where there is also a dernier resort, or real power left in the community to defend themselves
against any attack on their liberties."32
While
the view continued to be expressed that "a bill of rights as long as my arm"
had no place in the Constitution,33 a correspondent of the opposite persuasion
noted that throughout his state people were "repairing and cleaning their
arms, and every young fellow who is able to do it, is providing himself with a
rifle or musket, and ammunition," but that civil war would be averted by
adoption of a bill of rights.34 If these views reflect the resultant
compromise that a bill of rights would guarantee broad rights without being
overly detailed, they also indicate that the demand for a bill of rights was as
strong as the demand for independence a decade before. And consistent
throughout the debate thereon was the general understanding that the right to
keep and bear arms was an individual right.35
C.
Demands in the State Conventions for a Written Guarantee that Every Man be
Armed
In
the debates in the state conventions over the ratification of the Constitution,
the existence of unarmed citizenry was presumed by federalists and anti-federalists
alike as requisite to prevent despotism. Issues which divided the delegates
included whether a written bill of rights guaranteeing the right to keep and bear
arms and other individual rights should be added to the Constitution, and
whether a provision guarding against standing armies or select militias was necessary.
IN the
In
the
But
it was Patrick Henry in the
Are we at last brought to such a humiliating and
debasing degradation, that we cannot be trusted with arms for our own defence?
Where is the difference between having our arms in our own possession and under
our own direction, and having them under the management of Congress? If our
defence be the real object of having those arms, in whose hands can they be
trusted with more propriety, or equal safety to us, as in our own hands?47
George
Mason buttressed Henry's arguments by pointing out that pro-British strategists
resolved "to disarm the people; that it was the best and most effectual way
to enslave them...by totally disusing and neglecting the militia."48
Mason also clarified that under prevailing practice the militia included all
people, rich and poor. "who are the militia? They consist now of the whole
people, except a few public officers."49 Throughout the debates
The
objections of the anti-federalist pamphleteers and orators, particularly George
Mason and Richard Henry Lee, prompted the state ratifying conventions to recommend
certain declarations of rights which became the immediate source of the Bill of
Rights. Each and every recommendation which mentioned the right to keep and bear
arms clearly intended an individual right. The individual character of the
right is evident additionally in those proposals made in the conventions wherein
a majority of delegates voted against a comprehensive bill of rights. The
latter was the case in regard to the proposals of Samuel Adams in the
Massachusetts convention "that the said Constitution be never construed to
authorize Congress to infringe the just liberty of the press, or the rights of
conscience; or to prevent the people of the United States who are peaceable
citizens, from keeping their own arms..."52 Similarly, the
proposals adopted by the Pennsylvania minority included the following:
That the people have a right to bear arms for the
defense of themselves and their own state, or the
George
Mason's pen was at work in
The people have a right to keep and bear arms:
that a well regulated militia, composed of the body of the people trained to
arms, is the proper, natural, and safe defence of a free state; that standing armies,
in time of peace are dangerous to liberty, and therefore ought to be avoided...58
Since
these three propositions are stated independently of one another, it is obvious
that the first is a general protection of the individual right to have arms for
any and all lawful purposes, and is in no way dependent on the militia clause
that follows.
The
The powers of government may be reassumed by
the people whensoever it shall become necessary to their happiness...That the
people have a right to keep and bear arms: that a well regulated militia, including
the body of the people capable of bearing arms, is the proper, natural, and
safe defence of a free state.60
Explicit
in this language are the two independent declarations that individuals have a
right to be armed and that the militia is the armed people. Similar language was
adopted by the conventions of Rhode Island61 and North Carolina.62
II. The Ratification of the Bill of
Rights
A.
In
acknowledgment of the conditions under which the state conventions ratified the
Constitution, and in response to popular demand for a written declaration of individual
freedoms, in 1789 the first U.S. Congress, primarily through the pen of James
Madison, submitted for ratification by the states the Amendments to the
Constitution which became the Bill of Rights. Relying upon the Virginia Declaration
of Rights and the amendments proposed by the state conventions,63 on
June 8, 1789, Madison proposed in the House of Representatives a bill of rights
which included the following: "The right of the people to keep and bear arms
shall not be infringed; a well armed, and well regulated militia being the best
security of a free country: but no person religiously scrupulous of bearing arms
shall be compelled to render military service in person."64 That
Ten
days after the Bill of Rights was proposed in the House, Tench Coxe published
this Remarks on the First Part of the
Amendments to the Federal Constitution under the pen name "A
Pennsylvanian" in the Philadelphia Federal Gazette, June 18, 1789, at 2,
col. 1. Probably the most complete exposition of the Bill of Rights to be
published during its ratification period, the Remarks included the following:
As civil rulers, not having their duty to the people
duly before them, may attempt to tyrannize, and as the military forces which
must be occasionally raised to defend our country, might pervert their power to
the injury of their fellow-citizens, the people are confirmed by the next
article in their right to keep and bear their private arms.69
In
short, what is now the second amendment guaranteed the right of the people to
have "their private arms" to prevent tyranny and to overpower an
abusive standing army or select militia.
Coxe
sent a copy of his article to
Coxe's
defense of the amendments was widely reprinted.72 A search of the
literature of the time reveals that no writer disputed or contradicted Coxe's
analysis that what became the second amendment protected the right of the
people to keep and bear "their private arms." The only dispute was
over whether a bill of rights was even necessary to protect such fundamental
rights. Thus, in response to Coxe's article, One of the People replied with On
a Bill of Rights, which held "the very idea of a bill of rights"
to be "a dishonorable one to freemen." "What should we think of a
gentlemen, who, upon hiring a waiting-man, should say to him 'my friend, please
take notice, before we come together, that I shall always claim the liberty of
eating when and what I please, of fishing and hunting upon my own ground, of
keeping as many horses and hounds as I can maintain, and of speaking and
writing any sentiments upon all subjects." In short, as a mere servant,
the government had no power to interfere with individual liberties in any
manner absent a specific delegation. "[A] master reserves to
himself...every thing else which he has not committed to the care of those
servants."73
The
House Committee on Amendments subsequently reported the guarantee in this form:
"A well regulated militia, composed of the body of the people, being the
best security of
This
declaration of rights, I take it, is intended to secure the people against the
maladministration of the Government; if we could suppose that, in all cases,
the rights of the people would be attended to, the occasion for guards of this
kind would be removed.Now, I am apprehensive, sir, that this clause would give
an opportunity to the people in power to destroy the constitution itself. They
can declare who are those religiously scrupulous, and prevent them from bearing
arms.
What,
sir, is the use of militia? It is to prevent the establishment of a standing army,
the bane of liberty. Now, it must be evident, that, under this provision, together
with their other powers, Congress could take such measures with respect to a militia,
as to make a standing army necessary. Whenever Government mean to invade the rights
and liberties of the people, they always attempt to destroy the militia, in
order to raise an army upon their ruins. This was actually done by
Representative
Gerry's argument was that the federal government should have no authority to categorize
any individual as an unqualified under the amendment to bear arms. "Now, if
we give a discretionary power to exclude those from militia duty who have
religious scruples, we may as well make no provisions on this head."76
The point was that keeping and bearing arms was a right of "the people,"
none of whom should thereby be disarmed under any pretense, such as the
government determining that they are religiously scrupulous or perhaps that
they are not active members of a select militia (e.g., the National Guard).
In
reply, Representative Jackson "did not expect that all the people of the
A well regulated militia being the best
security of a
Gerry's
words exhibit again the general sentiment that security rested on a generally -
rather than a selectly - armed populace. The lack of a second to his proposal
suggests that the congressmen were satisfied that the simple keeping and
bearing of arms by the citizens would constitute a sufficiently well regulated
militia to secure a free state, and thus there was no need to make it, in Gerry's
words, "the duty of the Government to provide this security..."
Further
debate on the exemption of religiously scrupulous persons from being compelled to
bear arms highlights the sentiment that not only bearing, but also the mere keeping,
of arms by all people was considered both a right and a duty to prevent
standing armies. The exemption would mean, objected Representative Scott, that
"a militia can never be depended upon. This would lead to the violation of
another article in the Constitution, which secures to the people the right of
keeping arms, and in this case recourse must be had to a standing army."79
"What justice can there be in compelling them to bear arms?" queried Representative
Boudinot. "Now, by striking out the clause, people may be led to believe that
there is an intention in the General Government to compel all its citizens to
bear arms."80 The proposed amendment was finally agreed to
after insertion of the words "in person" at the end of the clause.81
In
the meantime, debate over the proposed amendments raged in the newspapers. The
underlying fear against a government monopoly of arms was expressed thusly: "Power
should be widely diffused...The monopoly of power, is the most dangerous of all
monopolies."82 The understanding that the keeping and bearing
of private arms contributed to a well regulated militia was represented in the following
editorial:
A late writer...on the necessity and importance
of maintaining a well regulated militia, makes the following remarks: - A
citizen, as a militia man, is to perform duties which are different from the usual
transactions of civil society...[W]e consider the extreme importance of every
military duty in time of war, and necessity of acquiring an habitual exercise of
them in time of peace...83
At
the same time, what was to become the second amendment was not considered to
condition having arms on the needs of the citizens in their militia capacity,
but was seen as having originated in part from Samuel Adams' proposal (which
contained no militia clause) that Congress could not disarm any peaceable
citizens:
It
may well be remembered, that the following "amendments" to the new
constitution of these United Stated, were introduced to the convention of this commonwealth
by ...Samuel Adams...[E]very one of the intended alterations but one [i.e., proscription
of standing armies] have been already reported by the committee of the House of
Representatives, and most probably will be adopted by the federal legislature. In
justice therefore for that long tried Republican, and this numerous friends, you
gentlemen, are requested to republish his intended alterations, in the same paper,
that exhibits to the public, the amendments which the committee have adopted,
in order that they may be compared together...
And
that the said constitution be never construed to authorize congress...to prevent
the people of the
Although
many of the proposed amendments were subjected to criticism, what became the second
amendment was apparently never attacked, aside from one editorial which argued that
the militia clause was insufficient, but never questioned the right to bear
arms clause. After quoting the language of the proposal as it was approved by the
House, the well known anti-federalist Centinel opined:
It is remarkable that this article only makes the
observation, 'that a well regulated militia, composed of the body of the
people, is the best security of a free state;' it does not ordain, or constitutionally
provide for, the establishment of such a one. The absolute command vested by
other sections in Congress over the militia, are not in the least abridged by
this amendment. The militia may still be subjected to martial law..., may still
be marched from state to state and made the unwilling instruments of crushing the
last efforts of expiring liberty.85
This
indicates the understanding that the militia clause was merely declaratory and did
not protect state rights to maintain militias to any appreciable degree. That anti-federalists
of the ink of Centinel never attacked the right to bear arms clause
demonstrates that it was considered to recognize a full and complete guarantee
of individual rights to have and use private arms. Surely a storm of protest
would have ensued had anyone hinted that the right applied only to the much
objected-to select militia.
B.
From the Senate to the States: The Adoption of the Second Amendment
When
the Senate came to consider the proposed amendments in early September, 1789,
it became evident that while the right of individuals to keep and bear arms would
not be questioned, attempts to strengthen recognition of state rights over
militias and to proscribe standing armies would fail. Amendments mandating avoidance
of standing armies were rejected,86 as was a proposal "that
each state respectively, shall have the power to provide for organizing, arming
and disciplining its own militia, whensoever Congress shall omit or neglect to
provide for the same."87
The
form of the amendment adopted by the Senate, and approved by both houses on
September 25, 1789, was the same as subsequently became the second article of
the Bill of Rights: "A well regulated militia, being necessary to the
security of a free state, the right of the people to keep and bear arms, shall
not be infringed." Comparing the House resolve with that of the Senate, the
former redundantly mentions "the people" twice - once as militia,
again as the entity with the right to keep and bear arms - while the latter more
succinctly avoided repetition by deleting the well recognized definition of
militia as "the body of the people." The Senate also deleted the
phrase that "no person religiously scrupulous shall be compelled to bear arms,"
perhaps because the amendment depicts the keeping and bearing of arms as an
individual "right" for both public and private purposes, and perhaps
to preclude any constitutional authority of the government to
"compel" individuals without religious scruples to bear arms for any
purpose. Finally, the Senate specifically rejected a proposal to add "for the
common defense" after "to keep and bear arms,"88 thereby
precluding any construction that the right was restricted to militia purposes and
to common defense against foreign aggression or domestic tyranny.
That
the Senate's deletion of the well recognized definition of militia as "the
body of the people" implied nothing other than its wish to be concise, but
that its rejection of the proposal to limit the amendment's recognition of the right
to bear arms "for the common defence" meant to preclude any
limitation on the individual right to have arms, e.g., for self-defense or hunting,
is evident in the joint recommendation by the Senate and House of the Amendment
to the states. "The conventions of a number of the states having, at the
time of their adopting the Constitution, expressed a desire, in order to prevent
misconstruction or abuse of its powers, that further declaratory and
restrictive clauses should be added,"89 was the language of Congress
which prefaced the proposed amendments when submitted to the states. In short,
Congress modelled the Bill of Rights, including the second amendment's implicit
definition of militia as the whole people and explicit guarantee of the right
to have arms to "the people," on the proposals submitted by the states,
which in turn through their adoption thereof made the articles of amendment a
part of the Constitution.
The
adoption of the amendments by the states was by no means a foregone conclusion,
and the ratification struggle ensued through 1791. Three positions emerged in the
controversy: (1) the proposed amendments were adequate, (2) further guarantees
were needed, and (3) freemen had no need of a bill of rights. None of the proponents
of these respective positions ever called into question that keeping and bearing
arms was a basic individual right. The common understanding was that the
proposed bill of rights sought to guarantee personal;, unalienable rights, but that
unenumerated rights were also retained by the people.90 Patrick Henry,
Richard Henry Lee, and others were pleased with the bill of rights as far as it
went, but wanted guarantees against standing armies and direct taxes.91
Since these same prominent anti-federalists were among the most vocal in calling
for a guarantee recognizing the individual right to have arms, it is
inconceivable that they would not have objected to what became the second amendment
had anyone understood it not to protect personal rights.
The
view that the rights of freemen were too numerous to enumerate in a bill of
rights was coupled with the argument that the ultimate protection of American liberty
would be the armed populace rather than a paper bill of rights. An opponent of
a bill of rights, Nicholas Collins argued that the American people would be
sufficiently armed to overpower an oppressive standing army. "While the
people have property, arms in their hands, and only a spark of noble spirit,
the most corrupt Congress must be mad to form any project of tyranny."92
On the other hand, the pro-amendment view was that both the existence of a bill
of rights and an armed populace to enforce it would provide complementary
safeguards. The following editorial advances this view, and assumes not only
that keeping and bearing arms contributes to a well regulated militia, but also
that militia exercises in effect demonstrate the people's strength so that government
would not consider infringing on the right to keep and bear arms:
The right of the people to keep and bear arms
has been recognized by the General Government; but the best security of that
right after all is, the military spirit, that taste for martial exercises, which
has always distinguished the free citizens of these States; From various parts
of the Continent the most pleasing accounts are published of reviews and
parades in large and small assemblies of the militia...Such men form the best barrier
to the LIberties of America.93
While
many people were thus flexing their muscles by engaging in armed marches to
ward off tyranny and secure the right to keep and bear arms, the debate over
ratification of the Bill of Rights raged through 1790. some reiterated that no bill
of rights could enumerate the rights of the peaceable citizen, "which are
as numerous as sands upon the sea shore..."94 President
Washington reminded members of the House of Representatives that "a free
people ought not only to be armed, but disciplined..."95 Still,
right to arms provisions were not necessarily associated with the citizen's militia,
but were also coupled with different provisions. For instance, a widely
published proposed bill of rights for
During
the ratification period the view prevailed that the armed citizenry would
prevent tyranny. Theodorick Bland wrote Patrick Henry that "I have founded
my hopes to the single object of securing (in terrorem) the great and essential
rights of freemen from the encroachments of Power - so far as to authorize
resistance when they should be either openly attacked or insidiously
undermined."97 While the proposed amendments continued to be
criticized due to lack of a provision on standing armies,98 no one questioned
the right to bear arms amendment.99 Two days before Rhode Island
ratified the bill of rights, newspapers in that state republished its declaration
of natural rights included in its recent ratification of the Constitution: "That
a well-regulated militia, including the body of the people capable of bearing
arms, is the proper, natural and safe defense of a free state..."100
As
more and more states adopted the amendments and debate thereon began to
dwindle, even proponents of an anti-standing army provision conceded that an
armed citizenry, as a well regulated militia, would prevent oppression from
that quarter. As "A Framer" argued to "The Yeomany of
Pennsylvania":
Under every government the dernier resort of the people, is an
appeal to the sword; whether to defend themselves against the open attacks of a
foreign enemy, or to check the insidious encroachments of domestic foes. Whenever
a people...entrust the defence of their country to a regular, standing army, composed
of mercenaries, the power of that country will remain under the direction o f
the most wealthy citizens...[Y]our liberties will be safe as long as you
support a well regulated militia.101
Conclusion
In
recent years it has been suggested that the second amendment protects the "collective"
right of states to maintain militias, but not the right of "the
people" to keep and bear arms. If anyone entertained this notion in the
period in which the Constitution and Bill of Rights were debated and ratified,
it remains one of the most closely guarded secrets of the eighteenth century, for
no known surviving writing of the 1787-1791 period states that thesis. Instead,
"the people" in the second amendment meant the same as it did in the
first, fourth, ninth and tenth amendments, i.e., each and every free person. A
select militia as the only privileged class entitled to keep and bear arms was
considered as execrative to a free society as would be select spokesmen
approved by government as the only class entitled to freedom of the press. Nor
were those who adopted the Bill of Rights willing to clutter it with details such
as non-political justifications for the right (e.g., self-protection and hunting)
or a list of what everyone knew to be common arms, such as muskets,
scatterguns, pistols and swords. In light of contemporary developments, perhaps
the most striking insight made by those who originally opposed the attempt to summarize
all the rights of a freeman in a bill of rights was that, no matter how it was
worded, artful misconstruction would be employed to limit and destroy the very
rights sought to be protected.
Footnotes:
*J.D.,
Appreciation is hereby gratefully acknowledged
to John P. Kaminski and the co-editors of The Documentary History of the Ratification
of the Constitution at the
Copyright 1982, Stephen
P. Halbrook. All Rights Reserved.
1. Relevant
state constitutional provisions at this time were: "That the people have a
right to bear arms for the defence of themselves and the state..."
2. 3 J. Adams, A
Defence of the Constitutions of Government of the
3. J.Adams, supra note 2, at 474.
4.
5. Letter from
Thomas Jefferson to Wm. S. Smith, (__, 1787), reprinted in T. Jefferson, On Democracy 20 (S. Padover ed. 1939).
In his influential Letter of January 27, 1788, Luther Martin stated: "By the
principles of the American revolution, arbitrary power may, and ought to, be
resisted even by arms, if necessary." 1 J. Elliot, Debates in the Several
State Conventions 382 (2d ed.
6. The Federalist
No. 28, at 180 (A. Hamilton) (
7. The Federalist
No. 29, at 184-85 (A. Hamilton) (
8. The Federalist
No. 46, at 294 (J. Madison) (
9.
10.
11.
12. "The
state declarations of rights are not repealed by this Constitution, and being
in force, are sufficient," argued Roger Sherman in the federal convention,
5 J. Elliot, Debates on the Adoption of the Federal Constitution 538 (
13. Webster, An Examination into the Leading Principles of
the Federal Constitution in Pamphlets on the Constitution of the
14. Coxe, An American Citizen IV in The Documentary
History of the Ratification of the Constitution, supra, note 2, at 433.
15.
16. Pennsylvania
Gazette, Feb. 20, 1788, The Documentary History of the Ratification of the
Constitution, supra note 5, at
1778-80. See also Foreign Spectator,
Independent Gazetteer, Sept. 21, 1787: "[E]ven the power of a veteran army
could not subdue a patriotic militia ten times its number..."
17. Pennsylvania
Gazette, May 7, 1788, The Documentary History of the Ratification of the
Constitution, supra note 5, at 2579.
18. 5 J. Elliot,
supra note 12, at 444.
19. The
Antifederalist Papers 75 (M. Borden ed. 1965).
20.
21.
22.
23. Gerry, Observations on the New Constitution in Pamphlets
on the Constitution of the
24.
25. Pennsylvania
Herald, Oct. 17, 1787, The Documentary History of the Ratification of the Constitution
supra note 5, at 196-97. See also Z, Freeman's Journal, Mar. 5,
1788: "[T]he people themselves freed
26. R. Lee, Letters of a Federal Farmer (1787-88), in
Pamphlets on the Constitution of the
27. R. Lede, Additional
Letters from the Federal Farmer 53 (
28.
29.
30. A Slave, Philadelphia Independent
Gazetteer, Oct. 6, 1787, The Documentary History of the Ratification of the
Constitution, supra note 2, at 345.
Aristocratis, in The Government of Nature Delineated 15-17 (1788) (hereinafter
Aristocratis), feared that the active militia would "quell insurrections that
may arise in any part of the empire on account of pretensions to support liberty,
redress grievances, and the like." The Documentary History of the
Ratification of the Constitution, supra
note 5, at 2524. "The second class or inactive militia, comprehends all the
rest of the peasants; viz., the farmers, mechanics, labourers, & c. which
good policy will prompt government to disarm. It would be dangerous to trust
such a rabble as this with arms in their hands,"
31. Charleston
State Gazette, Sept. 8, 1788, at __, col.__, See also Id., Aug. 7,
1788, at 3, col. 1-2 (militia as citizenry); Letter from New York, Oct. 31,
1787, 3 The Documentary History of the Ratification of the Constitution 390 (M.
Jensen ed. 1978): "The militia [Art. I, Sect. 8, cl. 15] comprehends all
the male inhabitants from sixteen to sixty years of age...The Constitution...puts
the utmost degree of confidence in the people..."
32. On Tyranny, Anarchy, and Free Governments,
33. A Friend to Equal Liberty, Philadelphia
Independent Gazetteer, Mar. 28, 1788, at __, col.__. The Federal Gazette, Mar.
12, 1789, at 2, col. 3 opined: "[I]f it is done, it is to be hoped the
friends of turtle and roast beef will stand upon a clause in
the bill of rights, to secure the perpetual enjoyment of those two excellent
dishes."
34. Independent Gazetter,
Apr. 30, 1788, at __, col.__. See also
Letter from Thomas B. Wait to George Thatcher (Aug. 15, 1788), in Thatcher Papers,
Vol. II (available in Boston Public Library): "The same instrument that conveys
the weapon, should refine the shield - should contain not only the powers of
the rulers, but also the defence of the people." "Brutus" wrote
in the New York Journal, Nov. 1, 1787: "Some [natural rights] are of such a
nature that they cannot be surrendered. Of this kind are the rights of...defending
life..." The Documentary History of the Ratification of the Constitution, supra note 31, at 525.
35. As Expressed
in the Boston Independent Chronicle, Oct. 25, 1787, in a "ship's
news" satire on demands for a bill of rights:
[I]t was absolutely necessary to carry arms
for fear of pirates, & c. and ...their arms were all stamped with peace,
that they were never to be used by in case of an hostile attack, that it was in
the law of nature for every man to defend himself, and unlawful for any man to
deprive him of those weapons of self-defence.
The Documentary History
of the Ratification of the Constitution, supra
note 5, at 509.
36. The
Documentary History of the Ratification of the Constitution, supra note 31, at 523.
36. The
Documentary History of the Ratification of the Constitution, supra note 5, at 509.
37. Not only was
the right to keep and bear private arms universally acknowledged, but in
I wish you would inform me, through the channel
of your paper, of the true meaning of disarming the Militia in this State at
this solemn period: The county officer chows us an order of Council for to deliver
them for cleaning; but we in our county have upon second thought, resolved to
clean them ourselves. Is this a trick for to push upon us the new plan of government
whether we will or will not have it; no, Mr. Bailey, those gentlemen in your city
who have planned it, are poor politicians, if they depend on our agreeing to
give up our mush sticks.
The Documentary History
of the Ratification of the Constitution, supra
note 5, at 1361.
"A Militia
Man" responded in the Pennsylvania Gazette, Dec. 26, 1787, that the
Supreme Executive Council had merely directed the lieutenants "to collect
all the public arms within their respective counties, have them repaired, and
make return to Council...for payment."
The orders, issued by Council, enjoining the delivery
of the public arms at this juncture, when a standing army is openly avowed to
be necessary, has occasioned no small degree apprehension...These orders...amount...to
a temporary disarming of the people. When the arms will be redelivered, must depend
upon the discretion of our rulers...But
if ...these orders originate in that spirit of domination...will it not be
their indispensable duty, as men, as citizens, and as guardians of their own rights,
immediately to arm themselves at their own expence? This expedient will
convince the enemies of liberty, that the people (their own defenders in the last
resort) are prepared for the worst...
Id. at 1369-70 See also
Aristocratis, supra note 30, at 29-30,
id. at 2538-39; Independent
Gazetteer, Feb. 27, 1788, Id. at
1833; Pennsylvania Herald, feb. 5, 1788, id.
at 1373; Freeman's Journal, Jan. 23, 1788, id.
at 1371.
38. The
Documentary History of the Ratification of the Constitution, supra note 5, at 336.
39. J. Elliot, supra note, 5, at 74.
40. Id. at 97.
41. Id. at 404.
42. 4 J. Elliot, Debates in the Several State
Conventions 203 (2d ed. Philadelphia, 1836).
43. 3 J. Elliot, Debates in the Several State
Conventions 45 (2d ed. Philadelphia, 1836).
44. Id. at 48.
45. Id. at 51-52.
46. Id. at 386.
47. Id. at 168-69.
48. Id. at 380.
49. Id. at 425.
50. See, e.g., id. at 413.
51. Id. at 646.
52. 2 B.
Schwartz, The Bill of Rights: A Documentary History 681 (1971).
53. Dissent of
Minority, The Documentary History of the Ratification of the Constitution, supra note 5, at 597-598, 623-24; E.
Dumbauld, The Bill of Rights and What it Means Today 12 (1957). See also id. at viii-ix, 51-52. The amendments proposed by the Pennsylvania minority
bear a direct relation to those ultimately adopted as the federal Bill of
Rights." B. Schwartz, supra note
52, at 628. See also id. at 665. While the cited provision explicitly
supports an individual right to have arms for more than militia purposes, the
minority was very concerned about the specter of a select militia. "The
militia of Pennsylvania may be marched to New England or Virginia to quell an
insurrection occasioned by the most galling oppression, and aided by the standing
army, they will no doubt be successful in subduing their liberty and independency."
The Documentary History of the Ratification of the Constitution, supra note 5, at 638.
54. B. Schwartz,
supra note 52, at 761.
55. Id.
56. Id at 758.
"The right to bear arms, going back to the English Bill of Rights,
received recognition in the Second Amendment to the Constitution...Counting this
article, seven out of twelve of New Hampshire's proposals were ultimately
accepted." E. Dumbauld, supra
note 53, at 21 n.37.
57. A Foreign
Spectator, Remarks on the Amendments,
No. XI, Federal Gazette, Nov. 28, 1788, at __, col. __.
58. 3 J. Elliot, supra note 43, at 659. See
also 3 G. Mason, Papers 1068-71 (1970).
59. E. Dumbauld,
supra note 53, at 21 and 51-52; 2 B.
Schwartz, supra note 52, at 765.
60. 1 J. Elliot,
supra note 5, at 327-8.
61. Id. at 335.
62. 4 Annals of
Cong. 434 (June 8, 1789).
65. Madison,
Notes for Speech i9n Congress, June 8, 1789, 12 Madison Papers 193-94 (C.
Hobson & R. Rutland eds. 1979). In a letter to Edmund Pendleton, Oct. 20, 1788,
Madison referred to proposed amendments as "those further guards for
private rights..." 4 Madison Papers 60 (C. HObson & R. Rutland eds.
1979). In a Rough Draft of Proposed Bill of Rights that he would have presented
had he not been defeated for election by madison, James Monroe proposed "a
declaration in favor of the equality of human rights;...of the right to keep
and bear arms..."James Monroe Papers, N.Y. Public Library, Miscellaneous
Papers.
66. Letter from
Fisher Ames to Thomas Dwight (June 11, 1789), in 1 Works of Fisher Ames 52-53
(Philadelphia, 1854).
67. Letter from
Fisher Ames to F.R. Minot (June 12, 1789), in id. at 53-54.
68. June 12, 1789,
3 Patrick Henry 391 (1951) (emphasis added). See also Letter from Joseph Jones to James Madison (June 24, 1789),
in 12 Madison Papers, supra note 65,
at 258 (the Amendments are "calculated to secure the personal rights of
the ..."); Letter from William L. Smithe to Edward Rutledge (Aug. 9,
1789), in 79 S.C. Hist. Mag. 14 (1968) (the amendments "will effectially secure
private rights...")>
69. Madison's
proposals had been published two days before in the same paper. Federal
Gazette, June 16, 1789, at 2, Col. 2.
70. Letter from
Tench Coxe to James Madison (June 18, 1789), in 12 Madison Papers, supra note 65, at 239-40.
71. Letter from
James Madison to Tench Coxe (June 24, 1789), in id. at 257.
72. See, e.g., New York Packet, June 23,
1789, at 2, col. 1-2; Boston Massachusetts Centinel, July 4, 1789, at 1, col.
2.
Coxe's Remarks on the Second Part of the Amendments,
which appeared in the Federal Gazetts, June 30, 1789, exposited what is now the
ninth amendment as follows:
It has been argued by many against a bill of rights,
that the omission of some in making the detail would one day draw into question
those that should not be particularized. It is therefore provided, that no inference
of that king shall be made, so as to diminish, much less to alienate an ancient
tho' unnoticed right, nor shall either of the branches of the Federal
Government argue from such omission any increase or extension of their powers.
Id. at 2, col. 1-2.
73. Federal
Gazette, July2, 1789, at 2, col. 1.
74. 1 Annals of
Cong. 750 (1789). The committee on amendments made its report on July 28. Id. at 672.
75. Id. at 750
76. Id..
77. Id..
78. Id. at 751.
79. Id. at 766.
80. Id. at 767. Actually, the opposite may
be inferred by the eventual deletion of this part of the amendment, the purpose
of which was to guarantee the individual "right" to keep and bear
arms rather than to create a "duty" to do so. Arguably, this deletion
was meant to preclude any constitutional power of government to compel any
person to bear arms rather than to exempt only the religiously scrupulous.
81. Id. at 767.
82. Political Maxims, New York Daily
Advertiser, Aug. 15, 1789, at 2, col. 1. See
also Letter from Patrick Henry to Richard Lee (Aug. 28, 1789): "For
Rights, without having power and might is but a shadow." Patrick Henry, supra note 68, at 398.
83. Philadelphia
Independent Gazetteer, Aug. 18, 1789, at 3, col. 1.
84.From the Boston Independent Chronicle,
Philadelphia Independent Gazetteer, Aug. 20, 1789, at 2, col. 2.
85. Centinel, Revived,
No. xxix, Philadelphia Independent Gazetteer, Sept. 9, 1789, at 2, col. 2.
86. Senate
Journal, Ms. by Sam A. Otis, Virginia State Library, Executive Communications,
Box 13 (Sept. 4, 1789) at 1; (Sept. 8, 1789) at 7.
87. Id. (Sept. 8, 1789) at 7.
88. Id. (Sept. 9, 1789) at 1. Another alteration
by the Senate may have also been significant. IN changing the House's version
that a militia was "the best security" to the version that a militia
was "necessary to the security" of a free state, the Senate may have
sought to answer the objections like that made by Representative Gerry in the
House: "A well regulated militia being the best security of a free State,
admitted an idea that a standing army was a secondary one." 1 Annals of Cong.
751 (1789). It is noteworthy that Richard Henry Lee was a member of the Senate
at that time.
89. 2 B.
Schwartz, supra note 52, at 1164.
90. "The
lower house sent up amendments which held out a safeguard to personal liberty
in great many instances..." Letter from William Garyson to Patrick Henry (Sept.
29, 1789), Patrick Henry, supra note
68, at 406. "The whole of that Bill [of Rights] is a declaration of the
right of the people at large or considered
as individuals... [I]t established some rights of the individual as
unalienable and which consequently, no majority has a right to deprive them
of." (emphasis added). Letter from Albert Gallatin to Alexander Addison
(Oct. 7, 1789), A.G. Papers, at 2, Ms. in N.Y. Hist. Soc. "But there are
some rights too essential to be delegated - too sacred to be infringed. These each
individual reserves to himself; in the free enjoyment of these the whole
society engages to protect him ... All these essential and sacred rights, it
would be difficult, if not impossible, to recount, but some, in every social compact,
it is proper to enumerate, as specimens of many others..." An Idea of a Constitution, Independent
Gazetteer, Dec. 28, 1789, at 3 col. 3. See
also The Scheme of Amendments,
Independent Gazetteer, March 23, 1789, at 2 col. 1: "The project of
muffling the press, which was publicly vindicated in this town [Boston], so far
as to compel the writers against the government, to leave their names for
publication, cannot be too warmly condemned." Registration of persons for
exercise of basic freedoms was considered to be infringement.
91. Patrick Henry
"is pleased with some of the proposed amendments; but still asks for the great
disideratum, the destruction of direct taxation." Letter from Edmund
Randolph to James Madison (Aut. 18, 1789), in 12 Madison Papers, supra note 65, at 345. Jefferson was
dissatisfied with the bill of rights but did not object to the arms bearing
provision. Letter from Thomas Jefferson to James Madison (Aug. 28, 1789), in 12
Madison Papers, supra note 65, at
363-64. The bill of rights was "short of some essentials, as Election
interference & Standing Army & c..." Letter from Richard Henry Lee
to Charles Lee (Aug. 28, 1789, in 2 Letters of Richard Henry Lee 499 (Ballagh ed.
1914). Most of those in the Virginia House who opposed the adoption of the
amendments "are not dissatisfied with the amendments so far as they have
gone" but wanted delay to prompt an amendment on direct taxes. Letter from
Hardin Burnley to James Madison (Nov.5, 1789), in 12 Madison Papers, supra note 65, at 460. In the Virginia Senate,
there was extensive criticism of the proposed free speech guarantee and other
amendments as too narrow, but no one questioned the right to bear arms
provision. Objections to Articles, Va. Sen. J. 61-65 (Dec. 12, 1789). Virginia
forestalled adoption of the bill of rights until the end of 1791. Nor did the Massachusetts
General Court, which rejected the bill of rights, object tot he arms bearing
provision in its verbose Report of the Committee of the General Court on
Further Amendments. See Report reprinted in Massachusetts and the First Ten Amendments
25-29 (D. Myers ed. 1936).
92. Remarks on
the Amendments, Fayetteville Gazette, Oct. 12, 1789, at 2 col. 1.
93. The Gazette
of the United States, Oct. 14, 1789, at 211, col. 2.
94. "A bill
of rights for freemen appears to be a contradiction in terms...[I]n a free
country, every right of human nature, which are as numerous as sands upon the sea
shore, belong to the quiet, peaceable citizen." Federal Gazette, Jan. 5, 1790,
at 2, col. 3. "The absurdity of attempting by a bill of rights to secure
to freemen what they never parted with, must be self-evident. No enumeration of
rights can secure to the people all their privileges..." Federal Gazette,
Jan. 15, 1790, at 3, col. 3. This article ridiculed a bill of rights as analogous
to conveying a house and lot but excepting out of the grant an enumeration of
other houses and lots retained by the seller.
95. Speech of Jan.
7, 1790, Boston Independent Chronicle, Jan. 14, 1790, at 3, col. __.
96. Providence Gazette
& Country Journal, Jan. 30, 1790, at 1 col. __.
97. Letter from
Theodorick Bland to Patrick Henry (March 19, 1790). Patrick Henry, supra note 68, at 417-18.
98. "A well
regulated militia is the best defence to a free people, a standing army in time
of peace are not equal to a well regulated militia." Political Maxims, Independent
Gazetteer, July 24, 1790, at 2, col. 1. "where a standing army is
established, the inclinations of the people are but little regarded."
Political Maxims, Independent Gazetteer, July 31, 1790, at 2, col. 2.
99. E.G., Summary of the Principal Amendments
Proposed to the Constitution, post May 29, 1790 Ms. College of Wm. &
Mary, Tucker-Coleman coll., Box 39b notebooks, Notebook VI, at 212-22.
100. Providence
Gazette and Country Journal, June 5, 1790, at 23.
101. Independent
Gazetteer, Jan. 29, 1791, at 2, col.3.